Mostly Money

58: Securities regulation 101 with Professor Anita Anand

05.17.2017 - By Preet BanerjeePlay

Download our free app to listen on your phone

Download on the App StoreGet it on Google Play

Is securities regulation about to take a step backwards in Canada? A new model for cooperative capital markets regulation that has been proposed might spell the end (or at the very least, the delay) of any Best Interest Standard for financial advisors in Canada, the end or delay of a push to ban embedded commissions, and more. Professor Anita Anand, one of Canada's most respected authorities on securities law, explains the lay of the land when it comes to securities regulation in Canada and e...

More episodes from Mostly Money